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State Constitutional Law And The Faith-Based Initiative
The Patterns of State Constitutional Law
State Constitutional Law and the Faith-Based Initiative
Federal Constitutional Attacks on State Constitutional Provisions.
Major Finding:
Many
state constitutions restrict financial support to FBOs, although state courts
have sometimes interpreted those restrictions in permissive ways. Such
restrictions may be vulnerable to challenge on federal constitutional
grounds.
There
is wide variety among the states on the subject of government support for
religious entities. States that entered the Union in the first part of the 19th
century resonate with the still-vital federal constitutional concern that
government remain disconnected from the enterprise of religious worship.
Beginning in the mid-19th century, however, states exhibit a pattern of broad
and explicit prohibition on state transfers of funds to "sectarian
institutions." The recent relaxation of federal
constitutional restrictions on government financing of FBOs has lifted a veil
from the once obscure field of state constitutional limits on government
transfers to such organizations. So long as Separationist principles remained
in full flower, as they did from the late 1940's to the early 1980's, state
courts were rarely called upon to give independent meaning to Separationist
provisions in their own constitutions. When state courts did so, they
frequently construed these provisions in ways that mirrored federal
non-establishment principles. Now that the Supreme Court has embraced versions
of those federal law principles that are more hospitable to aid to FBOs,
opponents of such aid have seized upon state constitutions as the latest weapon
in the struggles over church-state relations. In response, proponents of such
aid have counterattacked, claiming that these state constitutional provisions
themselves offend one or more federal constitutional norms. The stage is
well-set for a lengthy battle over this
territory. [1]
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A. The Patterns of State Constitutional Law.
In our federal system, states
enact, implement, and interpret their own constitutions,
subject only to federal constitutional limitations on their
content. And there is wide variety among the states, as
is revealed by examinations of the relevant texts. In order
to facilitate this examination, we have attached to this
report (See State Constitutional Provisions Summarization) a compilation of the provisions
from the constitutions of all fifty states on the subject
of government support for religious entities. [2]
The original thirteen states, and others
that entered the Union in the first part of the 19th century,
tend to have provisions on the subject of state aid to religion
that track the colonial experience which the Supreme Court,
in Everson v. Board of Education, [3]
claimed was at the center of original constitutional concern.
Such provisions are typified by Article I, section 1 of
the Delaware Constitution: "[N]o person shall . . . be compelled
to . . . contribute to the . . . support of any place of
worship, or to the maintenance of any ministry." Such provisions,
singling out support of houses of worship and clergy, resonate
with the still-vital federal constitutional concern that
government remain disconnected from the enterprise of religious
worship.
Beginning in the mid-19th century, however,
and continuing through the admission of Alaska and Hawaii
in the mid-20th century, a different pattern appears. States
coming into the Union in that time period (and some older
states, by mid-19th century amendment) exhibit a pattern
of broad and explicit prohibition on state transfers of
funds to "sectarian institutions." Many of these provisions
are education-specific, prohibiting, for example, any "appropriation
of public money made in aid of any church, or private or
sectarian school . . ." (Arizona Constitution, Art. 2, sec.
12.) Provisions of this character originated in a Nativist
political movement, beginning in the 19th century, aimed
at retaining the Protestant character of America's common
(public) schools and forbidding states from appropriating
monies for the support of Catholic schools. Such provisions
are often called "little Blaine Amendments," after Senator
James Blaine who urged unsuccessfully, as part of a run
for the Presidency in 1876, that the federal Constitution
be similarly amended to explicitly preclude the states from
using tax monies or public lands to aid sectarian schools.
As revealed by the details in the
State Constitutional Provisions Summarization,
the current breakdown among the states with respect to constitutional
provisions of these varying characters is as follows (some
states have more than one such provision, so the total is
greater than 50):
- Ten states have constitutional provisions similar in
language and effect to the First Amendment to the U.S.
Constitution (See, e.g., Alaska Const. Art. I, §
4: "No law shall be made respecting an establishment of
religion, or prohibiting the free exercise thereof").
- Thirty-seven states have constitutional provisions
that explicitly forbid state financing of religious organizations
(See, e.g., Illinois Const., Art. 10, § 3: "Neither
the General Assembly nor any county, city, town, township,
school district, or other public corporation, shall ever
make any appropriation or pay from any public fund whatever,
anything in aid of any church or sectarian purpose...").
- Twenty-nine states have constitutional provisions that
explicitly forbid state financing of religious schools
(See, e.g., Washington Const. Art. I § 11: "All schools
maintained or supported wholly or in part by the public
funds shall be forever free from sectarian control or
influence").
- Ten states have constitutional provisions that extend
these limitations to both "direct" and "indirect" financing
(See, e.g., Florida Const., Art. I § 3: "No revenue
of the state or any political subdivision or agency thereof
shall ever be taken from the public treasury directly
or indirectly in aid of any church, sect, or religious
denomination or in aid of any sectarian institution.)
It is crucial to note that state courts may, and sometimes
do, construe their state constitutions in ways that appear
to depart from the literal meaning of the text. In Arizona,
for example, despite the strong anti-funding language contained
in the state charter, the state Supreme Court has upheld
programs of reimbursement to sectarian organizations for
aiding families in financial need, [4]
and tax credits for money contributed to organizations supporting
the payment of tuition for low-income students at religious
schools. [5]
And in Ohio, prior to Zelman, the Ohio Supreme Court upheld
the Cleveland school voucher plan as consistent with a clause
in the state constitution barring religious sects from having
"control of any part of the school funds of this state." [6]
Decisions like these from Arizona and Ohio sometimes rest
on textual interpretations of the language of the state
constitution, and sometimes rest on an implicit urge by
state courts to conform their state's constitutional norms
with comparable norms on the federal level. In cases of
indirect financing of state FBOs through beneficiary choice
plans, those interpretive moves and conforming urges may
coincide - following the lead of the Supreme Court in Zelman,
state courts
State courts may conclude that beneficiary choice programs
involve transfers to service beneficiaries, who separately
and independently make the transfers to FBO providers. But,
there is no guarantee that state courts will so construe
such state provisions.
Two recent cases, one decided by a Florida Circuit Court,
and the other pending in a state court in Georgia, illustrate
the potential roadblocks that state constitutional law may
impose on the faith-based initiative.
may conclude that beneficiary choice programs involve transfers
to service beneficiaries, who separately and independently
make the transfers to FBO providers. But, as we discuss
here later in connection with Florida's school voucher program,
there is no guarantee that state courts will so construe
such state provisions.
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B. State Constitutional Law and the Faith-Based Initiative
Two recent cases, one decided
by a Florida Circuit Court, and the other pending in a state
court in Georgia, illustrate the potential roadblocks that
state constitutional law may impose on the faith-based initiative.
In Holmes v. Bush, [7]
Florida's state-wide school voucher program, designed to
provide families of children in failing public schools a
private-school option, was challenged on a number of state
law grounds. One challenge invoked Article I, section 3
of the Florida Constitution, which provides that "No revenue
of the state or any political subdivision or agency thereof
shall ever be taken from the public treasury directly or
indirectly in aid of any church, sect, or religious denomination
or in aid of any sectarian institution." Rejecting arguments
that the Supreme Court's decision in Zelman should be viewed,
by analogy, as settling the state law issues surrounding
voucher programs, the Circuit Court's opinion ruled that
the state voucher program violated this section of the Florida
Constitution. The Court reasoned that Florida's constitution
provided a "clear and unambiguous" directive - no public
funds may be used to aid a religious institution. The Court
found unpersuasive the state's claims that the voucher financing
method disconnected the government from the money flowing
to religious schools, describing the argument as "a colossal
triumph of form over substance." The court ordered the Opportunity
Scholarship program halted for the 2002-2003 school year. [8]
The ruling is under appeal.
Where federal law permits, states might contract with FBOs
using federal money only, thereby staying clear of the restrictions
in state constitutions.
A similar state constitutional attack on direct financing
of FBOs is now underway in Bellmore v. United Methodist
Children's Home and Georgia Department of Human Resources,
discussed further in Part III, which follows. Although the
employment issues in Bellmore have attracted the most attention,
the complaint also alleges that the contract between the
Department of Human Resources and the United Methodist Children's
Home, providing for foster care of children in state custody,
transfers state funds in violation of Georgia's Constitution.
Article I, Section. II, paragraph VII of that document provides:
"No money shall ever be taken from the public treasury,
directly or indirectly, in aid of any church, sect, cult,
or religious denomination or of any sectarian institution."
The United Methodist Children's Home quite emphatically
identifies itself as a sectarian institution, one that asserts
and exercises the right to hire only co-religionists and
which involves its wards in religious experience. Prior
interpretations of this provision of Georgia's constitution
have been quite strict, [9]but
it remains to be seen if Georgia state courts will now construe
it in a way that permits such programs to continue.
One possibility for states whose constitutions prohibit
transfer of state funds to FBOs is to function as administrative
conduits for federal funds that pass through the hands of
state and local governments on their way to providers. Many
federal programs for which FBOs are eligible are packaged
into block grants, administered directly by state and local
social service offices. Where federal law permits (as in
the Child Care Development Fund, described in Part IV),
states might contract with FBOs under such programs using
federal money only, thereby staying clear of the restrictions
in state constitutions. [10]
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C. Federal Constitutional Attacks on State Constitutional
Provisions.
As suggested above, state constitutional
provisions restricting government transfers to FBOs may
create significant impediments to state service contracts
with, or grants to, FBOs. One potential solution to this
problem comes in the form of federal constitutional attack
on the validity of such provisions. During Separationism's
heyday in federal constitutional law, such an attack would
have been unthinkable. In that period, state constitutional
law on this subject typically tracked that of the federal
law of the Establishment Clause, and it would have been
odd indeed for courts to rule that state constitutions could
not do explicitly what the Supreme Court was doing in the
name of the Establishment Clause.
Advocates have begun to argue that the Little Blaines should
be invalidated, or limited in their scope, by reason of
federal constitutional law.
Now that the federal barriers to aid to FBOs have fallen
to some extent, a gap has been created between federal restrictions
and the apparent restrictions associated with the Little
Blaine Amendments. Into this gap have charged litigators
and commentators eager to eliminate the impediments imposed
by the Little Blaines. [11]
Motivated primarily by their concern for school voucher
programs, these advocates have begun to argue that the Little
Blaines should be invalidated, or limited in their scope,
by reason of federal constitutional law. Such an argument
proved successful in the U.S. Court of Appeals for the 9th
Circuit in Davey v. Locke, [12]
and is likely to reappear in courts in the near future.
Indeed, in the previously discussed Holmes v. Bush case,
the defenders of the voucher program argued that excluding
religious schools from the program would violate the federal
Constitution. The Circuit Court made no mention of this
argument, but it enjoined the entire voucher program, as
applied to both religious and secular schools, thereby obviating
the inequality complained of by program defenders.
Three sets of federal constitutional arguments are typically
advanced against the Little Blaine Amendments. The first,
accepted by the Ninth Circuit in Davey v. Locke, is that
the Free Exercise Clause of the First Amendment forbids
states, in their constitutions or otherwise, from treating
religious entities worse than secular ones in the distribution
of state support. The second set of arguments, closely related
to the first, rests on the Equal Protection Clause of the
14th Amendment. Drawing on the law of forbidden discrimination,
such as that based on race, advocates of
Drawing on the law of forbidden discrimination, advocates
assert that any state classifications that turn on the religious
character of a private entity are presumptively unconstitutional.
this approach assert that any state classifications that
turn on the religious character of a private entity are
presumptively unconstitutional. Both of these lines of argument
are sweeping, and threaten to undermine virtually all attempts
by states to maintain church-state separation any broader
than is currently required by the federal constitution.
The third line of federal constitutional attack on the Little
Blaines is, in our judgment, the most promising. This set
of arguments focuses on the anti-Catholic animus that surrounded
the enactment of the Little Blaines, at least in some of
the states in whose constitutions they appear. This line
of argument may depend, however, on state-to-state proof
of that sort of animus. One hundred years or more after
enactment of such provisions, that proof may be hard to
uncover.
Moreover, considerations of federalism, toward which a narrow
majority of the current Supreme Court appears sympathetic
in other contexts, may operate to limit the force of any
of these attacks on the Little Blaines. States will argue
that they should be free to maintain their own policies
of church-state separation, even if the Supreme Court has
relaxed those policies at the federal level. That the Justices
who most strenuously reject Separationism are the same ones
who most warmly embrace the concerns of states in the federal
system suggests the total unpredictability of Supreme Court
resolution of the questions addressed here.
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[1]
We explore this field in greater depth in Ira C. Lupu &
Robert W. Tuttle, Zelman's Future: Vouchers, Sectarian Providers,
and the Next Round of Constitutional battles, 78 Notre Dame
L. Rev. __ (forthcoming, 2003). The current draft of the
article can be downloaded from the Roundtable website (www.religionandsocialpolicy.org),
or from the Social Science Research Network (www.ssrn.com).
[2] The
State Constitutional Provisions also includes annotations
of relevant decisions from each of the states on the scope
of these constitutional provisions. Some of these decisions
are relatively recent, but some are quite old, and the landscape
of church-state relations in America has changed so much
in the past 40 years that older decisions may not be a safe
basis from which to predict what state courts would decide
today. The Appendix is thus a useful starting place for
research into the law of each state, but it is no substitute
for in-depth research into the complex questions of state
constitutional law that may arise under these provisions.
[3]
330 U.S. 1 (1947).
[4] Community Council
v. Jordan, 102 Ariz. 448, 432 P.2d 460 (1967).
[5] Kotterman v. Killian,
193 Ariz. 273, 972 P.2d 606 (1999).
[6] Ohio Constitution,
Art. VI, sec. 2. The decision upholding the Cleveland plan
against an attack based on this provision is Simmons-Harris
v. Goff, 86 Ohio St. 3d 1, 711 N.E.2d 203 (1999).
[7] Holmes v. Bush,
Second Judicial Circuit, Leon Cty, Florida, No. CV 99-3370,
Aug. 5, 2002. Earlier claims that the program violated other
provisions of the state constitution had already been resolved
in Bush v. Holmes, 767 So. 2d 768 (FL 1st
DCA 2000), or had been dismissed voluntarily.
[8] The court did
not explain why the voucher program could not go forward
without the participation of the religious schools.
[9] See Bennett v.
City of La Grange, 112 S.E. 482 (Ga. 1922) (state may not
reimburse Salvation Army for services rendered); 1969 Op.
Att'y Gen. No. 69-136 (state funding of YMCA likely to violate
state constitution).
[10] The Charitable
Choice provisions of the Personal Responsibility and Work
Opportunities Reconciliation Act of 1996 specifically acknowledge
state constitutional restrictions on government financing
of FBOs.
[11] The Becket
Fund, here in Washington, DC, is leading the litigation
attack on the Little Blaines. For commentary arguing that
the Little Blaines may violate the federal Constitution,
see Toby J. Heytens, School Choice and State Constitutions,
86 Va. L. Rev. 117 (2000); Joseph P. Viteritti, Blaine's
Wake: School Choice, the First Amendment, and State Constitutional
Law, 21 Harv. J.L. & Pub. Pol'y 657 (1998); Eric Treene,
"The Grand Finale is Just the Beginning: School Choice and
the Coming Battle Over Blaine Amendments.," available at
www.becketfund.org.
[12] 2002 U.S. App.
LEXIS 14461 (9th Cir., 2002). Davey
ruled unconstitutional Washington State's exclusion of students
pursuing theology majors at religiously affiliated colleges
from eligibility for its state scholarship program. The
State's program apparently covered students taking courses
in theology at branches of the
state university, and the court held that the discrimination
against students at religiously affiliated colleges violated
the Free Exercise Clause of the First Amendment to the U.S.
Constitution.
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